Rep barred for lying about variable annuity sales practices
April 16, 2019 by InvestmentNews
The Financial Industry Regulatory Authority Inc. has barred Frederick Holloway, who ran an eponymous firm in Easton, Md., for improperly withholding documents and providing altered documents to Finra in the course of an investigation into his sales of variable annuities.
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Originally Posted at InvestmentNews on April 15, 2019 by InvestmentNews.
Categories: Industry Articles