A Timeline of the Contentious Fiduciary Rules
June 4, 2019 by Melanie Waddell, Chris Nicholls and Janet Levaux
The SEC’s Regulation Best Interest was born out of a years-long struggle to regulate brokers as fiduciaries. ThinkAdvisor provides a timeline of the contentious fiduciary rules.
Click HERE to view the timeline.
Originally Posted at ThinkAdvisor on June 3, 2019 by Melanie Waddell, Chris Nicholls and Janet Levaux.
Categories: Industry Articles