SEC Asset Management Committee to Meet Jan. 14
January 4, 2020 by Melanie Waddell
The SEC’s newly formed Asset Management Advisory Committee plans to hold its first meeting at the agency’s Washington headquarters on Jan. 14.
The meeting will include a discussion of “various aspects of the asset management industry,” according to the meeting notice.
The committee, made up of diverse industry professionals, was formed to help direct the agency’s regulatory approach to emerging issues.
“This committee will help the Commission ensure that our regulatory approach to asset management meets the needs of retail investors and market participants at a time when the industry is evolving rapidly,” said SEC Chairman Jay Clayton in announcing the committee in early October.