New SEC marketing rule may bring fresh scrutiny to advisors
January 6, 2021 by Kenneth Corbin
Prospective clients could soon begin browsing for RIA firms via a host of third-party ratings sites, just as they would shop for a plumber or landscaper, as advisors begin to promote their practices under the SEC’s long-awaited new advertising rules.
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Originally Posted at Financial Planning on December 30, 2020 by Kenneth Corbin.
Categories: Industry Articles