Advisor Misconduct Rises After PE Buyouts: Study
January 18, 2022 by Melanie Waddell
RIAs acquired by private equity firms had a 147% increase in the percentage of their advisors committing misconduct and a 200% increase in the average number of misconduct incidents after the ownership change, according to a just-released study.
The research released by the University of Oregon examined whether ownership by private equity firms encourages or deters financial misconduct.
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Originally Posted at ThinkAdvisor on January 14, 2022 by Melanie Waddell.
Categories: Industry Articles