SEC May Turn Up Heat on Annuity Sellers Who Wear Two Hats
April 25, 2023 by Cyril Tuohy
Sheryl Moore, who tracks the annuity market, said in an email that these alleged behaviors [of the advisor in this case] are “abominable” and added she was disappointed that state regulators didn’t do anything [about this man’s behavior] before the case arrived at the SEC. “[Though] I am left wondering if the insurance companies were ‘asleep at the wheel’ as well,” she said.
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Originally Posted at Life Annuity Specialist on April 19, 2023 by Cyril Tuohy.
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