10 Worst Financial Advisor Cases of 2025
December 26, 2024 by Dinah Wisenberg Brin
A knowledgeable financial advisor helps guide clients toward wealth, security and the means to reach important goals — paying for college, weddings, vacations and retirement. Like any industry, however, financial services comes with its share of professionals willing to commit crime.
In some cases, scofflaw brokers use client funds to finance their own luxury purchases. In others, an advisor may stray into violence.
In 2024, advisors faced various charges ranging from fraud to child pornography to civil disorder. Some advisors charged in previous years continued their legal battles.
Check the gallery for a brief look at 10 advisors or brokers who were accused or convicted of crimes, or fought charges, in 2024.
Originally Posted at Think Advisor on December 18, 2024 by Dinah Wisenberg Brin.
Categories: Industry Articles
