SEC Approves FINRA’s Outside Business Activity Plan
September 30, 2026 by Melanie Waddell
The Securities and Exchange Commission approved Tuesday the Financial Industry Regulatory Authority’s revised outside activities plan, handing a “big win” to dually registered advisors, according to one industry attorney.
Originally Posted at Think Advisor on Sep 16, 2026 by Melanie Waddell.
Categories: Industry Articles
