Referring To Other Advisors Could Be Risky Under DOL Rule
November 2, 2015 by Linda Koco
BOSTON – Do you make recommendations as part of your job as an investment advisor? Then watch out.
Under the proposed fiduciary rules from the Department of Labor (DOL), an advisor who recommends someone else to be an advisor could be considered a fiduciary, according to Washington attorney James F. Jorden.
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Originally Posted at InsuranceNewsNet on October 28, 2015 by Linda Koco.
Categories: Industry Articles