Finra’s new chief Robert Cook vows to take a ‘fresh look’ at enforcement
January 25, 2017 by Bruce Kelly
Striking a conciliatory tone with broker-dealers, Robert Cook, the recently appointed head of Finra acknowledged Monday night that he’d heard loud and clear the complaints brokerage industry executives had with their principal regulator.
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Originally Posted at InvestmentNews on January 24, 2017 by Bruce Kelly.
Categories: Industry Articles