Anticipating delay to DOL fiduciary rule, broker-dealers and RIAs change course
August 16, 2017 by Greg Iacurci
Broker-dealers and registered investment advisers are pivoting in the wake of news that the Department of Labor is likely to get a lengthy delay in the implementation date of its fiduciary rule.
While strategies and mechanisms put in place thus far will largely remain intact, according to analysts and executives, firms are gearing up to halt ones that had been deferred or haven’t yet materialized.
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Originally Posted at InvestmentNews on August 16, 2017 by Greg Iacurci.
Categories: Industry Articles