SEC probing compensation, sales practices in 403(b) plans for school districts
October 9, 2019 by Greg Iacurci
The Securities and Exchange Commission appears to be launching a broad investigation of compensation and sales practices in defined-contribution plans for school districts, an atypical move that targets a segment of the market frequently lambasted for high fees and deceptive practices aimed at winning the business of plan participants.
Click HERE to read the full story via InvestmentNews.
Originally Posted at InvestmentNews on October 8, 2019 by Greg Iacurci.
Categories: Industry Articles