PIABA accuses Finra of conflicts of interest
November 16, 2017 by Bruce Kelly
The Public Investors Arbitration Bar Association, a group of lawyers that represents retail investors who sue brokerage firms, in a new report Wednesday morning took aim at perceived conflicts of interests at the board of governors of the Financial Industry Regulatory Authority Inc.
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Originally Posted at InvestmentNews on November 15, 2017 by Bruce Kelly.
Categories: Industry Articles