Read this if you are a hybrid RIA
April 18, 2023 by Sheryl J. Moore
I agree with Matt Zagula‘s assessment of the U.S. Securities and Exchange Commission‘s position.
However, I also think that this guy actually WAS NOT acting in his clients’ best interests. There are plenty of hybrid RIAs that DO.
I read the entire case. It is what makes people hate annuities. SMH.
Read this if you are a hybrid RIA (i.e. an RIA that takes commissions, an insurance agent that does AUM). -sjm
Categories: Moore on the Market